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-Money Laundering Control Act (MLCA)

-Counter-Terrorism Financing Act

-Regulations Governing Anti-Money Laundering of Financial Institutions

-Regulations Governing Implementation of Internal Control and Audit System for Anti-Money Laundering and Countering Terrorism Financing of Insurance Companies, Post Offices Engaging in Simple Life Insurance Business and Other Financial Institutions Designated by the Financial Supervisory

Self-regulatory Rules

1.Life Insurance Companies

˜Model Guidelines for Life Insurance Enterprises' Anti-Money Laundering and Countering Terrorism Financing Policies and Procedures

˜Guidelines for Insurance Companies Regarding Assessment of Money Laundering and Terrorism Financing Risks and Adoption of Prevention Programs

˜Red Flags for Transactions Suspected to Involve Money Laundering or Terrorism Financing (Life Insurance Enterprises)

2. Non-Life Insurance Companies

˜Model Guidelines for Non-Life Insurance Enterprises’ Anti-Money Laundering and Countering Terrorism Financing Policies and Procedures

˜Guidelines for Insurance Companies Regarding Assessment of Money Laundering and Terrorism Financing Risks and Adoption of Prevention Programs

˜Red Flags for Transactions Suspected to Involve Money Laundering or Terrorism Financing (Non-Life Insurance Enterprises)

 

3. Insurance Agent Companies

˜Template of Directions Governing Anti-Money Laundering and Combating the Financing of Terrorism of Insurance Agent Companies

˜Guideline Governing Money Laundering and Terrorist Financing Risk Assessment and Relevant Prevention Program Development by Insurance Agent Companies

˜Red Flags for Suspicious Money Laundering or Terrorism Financing Transactions( Insurance Agent Companies)

˜Insurance Agent Companies AML CFT Risk Assessment Report(Template)

4. Insurance Broker Companies

˜Model Guidelines for Insurance Broker Companies' Anti-Money Laundering and Countering Terrorism Financing Policies and Procedures

˜Guidelines for Insurance Broker Companies (Including Banks Operating Concurrently Insurance Broker Business) Regarding Assessment of Money Laundering and Terrorism Financing Risks and Adoption of Prevention Programs

˜Red Flags for Suspicious Money Laundering or Terrorism Financing Transactions( Insurance Broker Companies)

˜Insurance Broker Companies AML CFT Risk Assessment Report(Template)

5. Guidance for Insurance Sector on the Best Practices for Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) Compliance-1

6.Guidance for Insurance Sector on the Best Practices for Anti-Money Laundering and Combating the Financing of Terrorism (AML/CFT) Compliance-2

Visitor： 4640 　 Update： 2023-09-08

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